TNPSC Thervupettagam

Investment Advisers

April 3 , 2019 2091 days 876 0
  • The Securities and Exchange Board of India (SEBI) has proposed a self-regulatory organisation (SRO) for the growing number of investment advisers.
  • Such a measure is expected to address issues related to the quality of advice given to investors by such entities.
  • SRO will also deal with complaints alleging charging of exorbitant fees, false assurance of returns, misconduct etc. by investment advisers.

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